1C: Management and Accounting for Professional Securities Market Participants

2017: 1C: Accounting and Management for Professional Participants in the PROF Securities Market "Rev. 3.0

The product "1C: Accounting and Management for Professional Participants in the Market of PROF Securities" is designed to automate accounting and tax accounting and prepare regulated statements of non-bank financial organizations providing services for the following types of activities: dealer activity, registrar activity, management company activity of collective investment funds.

The main industry functionality of the program:

• Accounting of transactions with securities and accounting of routine transactions with securities (revaluation, calculation of amortized cost, etc.);
• Party accounting of securities;
• Creation of postings on RAS and OSBU charts of accounts in parallel mode;
• Preparation of accounting (financial) statements in accordance with Regulation N532-P;
• Development of a supervisory reporting package for submission to the Bank of Russia.

The configuration of the TRX version has limitations compared to the previously released PRC version:

• Accounting and tax accounting are not provided for the following types of activities: brokerage, trust management, special depository, activities of a non-state pension fund;
• It is not possible to keep records of separate subdivisions;
• The system excludes the setting of rules for automatic closing of the list of personal accounts according to the specified rules. It remains possible to manually close personal accounts;
• No memorial orders are uploaded to the file;
• There is no possibility of creating in 1C mode: Enterprise of an arbitrary directory and you cannot specify the value of an arbitrary directory in the settings for opening personal accounts;
• Account on securities is provided only for the following types: Stocks (SHS1, SHS2, SHS3, SHS4, SHS5, SHS6, SHS7); Pai (SHS8); Bonds (BON1, BON2, BON3, BON4, BON5, BON6, BON7); Bills (BIL1, BIL2, BIL3, BIL4, BIL5, BIL6, BIL7);
• There is no batch recalculation of securities transactions for the period;
• There is no deposit accounting block.

The configuration "Accounting and Management for Professional Participants in the PROF Securities Market" was developed on the basis of the standard configuration 1C: Accounting of the "non-bank financial institution," rev. 3.0 1C: Enterprise of the "8" program system, while maintaining all the basic capabilities and mechanisms of this standard solution. The configuration is not a standalone software product, it requires an installed platform "" 1C:Enterprise 8.3 version at least 8.3.8.

The software product is protected and contains code fragments that cannot be changed by the user, is protected against unauthorized use. At the same time, the principle of maximum code openness is implemented to ensure the possibility of adapting the product to the needs of end users.

The configuration "Accounting and Management for Professional Participants in the PROF Securities Market" was developed using the functionality "1C:Subsystems Library 8.3."

2016: "1C: Management and Accounting for Professional Securities Market Participants" revision 3.0

The product "1C: Management and accounting for professional participants in the securities market" version 3.0 is intended for automation of accounting and tax accounting and preparation of regulated reporting of investment and other enterprises of the financial sector providing services for the following types of activities: dealer activities, brokerage activities, registrar activities, trust management, management company activities, special depository activities, non-state pension fund.

The main industry functionality of the program:

• Accounting of securities transactions and routine transactions with securities (revaluation, calculation of amortized cost);
• Accounting of brokerage operations;
• Accounting of transactions related to trust management;
• Accounting of NPF operations for NGOs and hazardous facilities;
• Preparation of accounting (financial) statements in accordance with the provisions of 527-P and 532-P;
• Creation of postings on RAS and OSBU charts of accounts in parallel mode;
• Preparation of financial statements in accordance with the requirements of RAS;
• Formation of tax reports;
• Formation of a package of supervisory reports for submission to the Central Bank of the Russian Federation.

Configuration "1C: Management and accounting for professional participants in the securities market" version 3.0 is developed on the basis of the standard configuration "1C: Accounting of a non-bank financial institution 8," for its operation it is necessary to have the installed platform "1C:Enterprise 8.3."

The software product is protected and contains code fragments that cannot be changed by the user, is protected against unauthorized use. At the same time, the principle of maximum code openness is implemented to ensure the possibility of adapting the product to the needs of end users.